U.S. SEC Clarifies Rule 15c2‑11 Applies Only to Equity Securities
The U.S. Securities and Exchange Commission proposes modifications to revise Exchange Act Rule 15c2-11, stating that the rule only applies to equity securities, as this move provides guidance for over-the-counter (OTC) trading, potentially ending the question of whether the rules apply to other asset classes like crypto-linked products. According to
